Series 24: Ineligible Issuer

Taken from our Series 24 - FINRA General Principal Qualification Examination

Definition of the term Ineligible Issuer...

an issuer that is judged ineligible by the SEC to take advantage of certain streamlined procedures for accessing the capital markets. Ineligible issuers are not considered WKSIs even if they otherwise qualify, cannot use electronic road shows, and are extremely limited in their use of FWPs. Ineligible issuers include companies that failed to file required SEC reports, shell companies, penny stock issuers, and issuers that have SEC violations.

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I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

Diane Pouliot, RBC, Minneapolis, MN

Taking the Series 24 class with Karen Solomon this week helped reinforce the data that I learned, and I passed my exam! The material was thorough and the exam simulator was an excellent tool to test your knowledge. Thank you Karen!

Karen Lessard, Concorde Investment Service Frisco, TX

I just took the Series 24 and passed with an 80%. I couldn't have done it without the Solomon test simulator.

Joseph Shapiro, Edward Jones Investments, St. Louis, MO

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Karen H, Dalkeith Group, High Falls, NY

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Steven Eisner, Penn Mutual/HTK, Hauppauge, NY