Series 82: In Violation Of A Statute

Taken from our Series 82 - FINRA Private Securities Offerings Exam

Definition of the term In Violation Of A Statute...

if a claim against a FINRA member or registered person alleges wrongdoing in violation of a law, rather than a FINRA rule, then the claim cannot be arbitrated except by agreement of all disputing parties.

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I took the Series 82 just four weeks after passing the SIE. I followed the study plan, took tons of the great practice tests, got great advice from Karen, and everything worked out well. It was literally the perfect test prep experience. The materials themselves were not overly long as with other groups, it was the exactly right amount, and the Exam Simulator is just awesome, best one of its kind I've ever used. 100% rating. Thank you, Solomon!

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