Series 6: Full Trading Authority

Taken from our Series 6 - Investment Company Products/Variable Contracts Representative Exam

Definition of the term Full Trading Authority...

a level of authorization that allows a broker to make trades in a customer account and withdraw funds without consulting the investor.

Since you're reading about Series 6: Full Trading Authority, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 6
Please Enable Javascript
to view this content!