Series 63: Front-running

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Front-running...

effecting transactions in a sequenced manner, for both a customer and oneself or one’s firm, in a way that results in the professional or firm getting a better price.

+ Read More

More Series 63 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 63!

Since you're reading about Series 63: Front-running, you might also be interested in:

Series 28 - Municipal Securities Rulemaking Board (MSRB)

Series 65 - return on investment (ROI)

Series 28 - round lots

Series 26 - Office of Supervisory Jurisdiction (OSJ)

Series 7 - put option

Series 79 - operating profit

Series 28 - trade confirmation

Series 22 - cost basis

Series 7 - straddle

Series 6 - call option

Series 99 - quotation

Series 82 - fee

Series 66 - leveraged ETF

Series 27 - selling away

Series 52 - form letter

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I took the Series 63 and passed on the 1st attempt. I have my degree in Exercise Science and had no previous finance training. I highly recommend the Solomon Exam Prep. Followed the recommended study plan and passed 8 practice tests. The practice exams prepared me for the actual test and I felt like the actual test was easier then the practice tests. Thank you Solomon!

Gary Kilanowski. Scottsdale, AZ

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

Ok guys, there was ONE problem with the Series 63 study material that I purchased from you. The problem is that I should have purchased it sooner!!

Keith Kozubal, Englewood, CO

I took and passed my Series 63 this past weekend. I found the Solomon materials instrumental in getting to a pass on the first time. While the manual was good, what really assisted me were the practice exams that were nearly identical to what the actual test questions were. The materials were easy to use and comprehensive. A worthwhile investment.

Jeffrey Bartlett

I used Solomon for the 63 and the 65 and PASSED both on 1st try. U will too.

Pavel Jezek, Denver, CO

I passed my Series 63 today with an 85% and Series 6 two weeks back with an 80%. I was very nervous, but studying was made easy with Solomon Exam Prep; their simple Plain English explanations helped fight that legalese on the Series 63 especially. I totally owe this to the Solomon team, their awesome question bank, and friendly staff. "Ask the Professor" is prompt in answering all your queries. I'm definitely recommending their program to my employer.

Priya R, PA