Series 24: Non-objecting Beneficial Owner (NOBO)

Taken from our Series 24 - FINRA General Principal Qualification Examination

Definition of the term Non-objecting Beneficial Owner (NOBO)...

a security holder who gives permission to a broker-dealer or other financial institution to release the owner’s name and address to the companies that one has invested in. Registering as a NOBO enables the company to contact the beneficial owner about upcoming shareholders meetings and provide other information.

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I passed my Series 24 with two weeks of nearly full-time study, using the textbook, the online class, and the exam simulator. The textbook was very readable and helpful in providing complete explanations, as well as helpful memorization tips. The online class and pre-recorded sessions were crucial to get through all of the material and put it in relative context. It was helpful to be able to have questions answered instantly and via email afterward. The online simulator questions were just like the exam questions, and the immediate feedback function was essential for learning from the practice quizzes and exam. I needed every minute of my study and practice time to count, and Solomon Exam Prep made it possible. Thank you!

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