Series 79: Over-the-counter (OTC) Securities

Taken from our FINRA Investment Banking Exam

Definition of the term Over-the-counter (OTC) Securities...

securities that are not National Market System securities. These include securities quoted on OTC Link, which is regulated primarily by FINRA rules.

Since you're reading about Series 79: Over-the-counter (OTC) Securities, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!