SIE: Clearing Broker-dealer

Taken from our Securities Industry Essentials Exam

Definition of the term Clearing Broker-dealer...

a broker-dealer authorized to clear customer transactions, carry customer accounts, and keep custody of customers’ funds and securities for itself and other brokerage firms.

+ Read More

More SIE Info

What are people saying?

Create an Account

We have an excellent Audiobook for the SIE!

Since you're reading about SIE: Clearing Broker-dealer, you might also be interested in:

Series 66 - viatical settlement

Series 63 - Securities Act of 1933

Series 79 - opinion letter

Series 6 - retirement plan

Series 24 - Agreement Among Underwriters (AAU)

Series 3 - Reparations Program

Series 65 - material fact

Series 6 - preliminary official statement

Series 7 - sinking fund redemption

Series 6 - aggressive investor

Series 65 - maturity

Series 7 - market order

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Super fast response time to emailed questions, clear explanations in the textbook and in the ungraded practice exams, and unlimited practice tests made Solomon a great resource for preparing for my SIE. Passed on first try!

Claire Pywell, R+R Financial Partners. Anchorage, AK

Passed the SIE on my first attempt! Read the Kaplan study book and didn’t feel prepared enough to pass the exam. Stumbled upon Solomon exam prep and am so thankful I did. The exam simulator with the detailed answers did so much more to help me prepare. Went into the exam confident and passed. I’ll be back for the Series 7!

John N, Indianapolis IN

I just took my SIE, Series 6 and Series 63 exams — I took them all on the same day (would recommend breaking them into separate days if you can, but I had specific work reasons I had to get them done). In any event, I PASSED all 3 exams. I used the Solomon materials and was extremely satisfied. Great study materials, I couldn’t have done it without your help. Thank you!

Glenn M., Detroit, MI

I have passed the SIE, Series 63, and Series 65 all on the 1st attempt. Thank you Solomon Exam Prep! The practice tests are great and really prepare you for the real exam.

Gary Kilanowski. Scottsdale, AZ

Solomon's study materials and practice exam helped prepare me quickly and made me confident going into the SIE exam. I'm happy to have used their services and highly recommend their products for the SIE exam.

Kevin Ramani. Boston, MA

Solomon Exam Prep helped me pass the Series SIE, 63, 65 and 7 exams. The study materials are easy to understand and practice exams were very helpful, especially with the passing probability to gauge my exam readiness. The instructor for all web classes were really worth it as I could get directly answers for my questions. I couldn't have pass these exams without Solomon's help. Thank you!

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

SIE: Clearing Broker-dealer

Taken from our Securities Industry Essentials Exam

Definition of the term Clearing Broker-dealer...

Since you're reading about SIE: Clearing Broker-dealer, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →