Series 66: Non-discretionary Account

Taken from our Series 66 - NASAA Uniform Combined State Law Exam

Definition of the term Non-discretionary Account...

a customer account in which a securities professional must receive permission from the customer before he can make a transaction.

Since you're reading about Series 66: Non-discretionary Account, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 66
Please Enable Javascript
to view this content!