Series 65: Schedule 13D

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term Schedule 13D...

a report that must be filed by anyone who directly or indirectly acquires beneficial ownership of more than 5% of a voting class of the securities of a public company. It must be filed with the SEC no later than 10 days after the purchase.

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Series 65: Schedule 13D

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term Schedule 13D...

Since you're reading about Series 65: Schedule 13D, you might also be interested in:

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