Series 79: Regulation M-A

Taken from our FINRA Investment Banking Exam

Definition of the term Regulation M-A...

a federal regulation that prescribes what information must be disclosed to shareholders in merger- or acquisition-related filings, such as Form S-4 and Schedule 14A.

Since you're reading about Series 79: Regulation M-A, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!