Series 6: Branch Office

Taken from our Series 6 - Investment Company Products/Variable Contracts Representative Exam

Definition of the term Branch Office...

any location where one or more associated employees is in the business of soliciting or effecting (but not executing) the purchase or sale of any security. An office responsible for supervising the activities of employees at one or more non-branch locations of the member firm is also designated a branch office.

+ Read More

More Series 6 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 6!

Since you're reading about Series 6: Branch Office, you might also be interested in:

Series 7 - C shares

Series 22 - institutional investor

Series 24 - anti-money laundering compliance program

Series 63 - Office of Supervisory Jurisdiction (OSJ)

Series 52 - record date

SIE - EDGAR

Series 3 - long the option

Series 3 - switch order

Series 99 - debt security

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

After multiple failed attempts at the Series 6, I felt somewhat defeated. I reached out to Solomon for guidance and I was more than impressed with the response I received. The study material was outstanding and the program structure is truly designed to help you pass! Jeremy Solomon was truly my biggest fan and I can't thank him enough for his help! Solomon is by far the best company out there for test preparation; don't waste any more money on the others this is all you will need to pass!

Tory Hamlin, Agency Owner, Jacksonville, FL

Thank you so much for your great study materials! I have used you to pass my Series 6, 63 and most recently my Series 7 all on the first try. The practice exams and video lectures were great and extremely helpful. Will definitely be using your study material for any future exams and will recommend you to other people

Louis Orsatti, NY LIFE Securities, Boston, MA

I utilized the Solomon SIE and Series 6 Top-Off study guide package. I passed on the first time by following the exact recommendations. While the test is different than the study exam questions it covers the content in a detailed way preparing you to successfully pass the exam. Great product and customer service!

Michael Gehrich, Allstate Insurance, Ft Myers, FL

Wanted to thank Solomon Exam Prep for helping me Pass my Series 6 TO test yesterday Monday Feb 3rd, 2020. After failing with a competing exam prep I decided to use Solomon's materials and I feel it gave me the edge to pass - YES! Materials are straight forward and concise, I loved using the Exam Simulator on my Android phone and my tablet with ease and simplicity taking as many test questions I wanted, very user friendly. Customer Service is GREAT, Solomon helped extend my Study Guide materials which help me alot too. Thank You and I definitely recommend Solomon.

Anthony Moreno, Primerica

For the Series 6 exam, I used the Solomon 4-week study schedule. I really didn't do anything special, I just stuck to the study schedule each day. I used the app on my phone quite a bit for convenience.

The Solomon Live Class was timed perfectly one week prior to my exam, so it turned out to be somewhat of a review session, which is what I had hoped it would be. The concepts covered in the Live Class were helpful because McCallister broke them down into plain English and real-world examples.

The one place I varied from the study schedule was in the number of times I took the Exam Simulator. I took the Exam Simulator Practice Test 36 times and monitored my Pass Probability. Once I had my Pass Probability at 90%, I felt I was ready.

Arthur Priddy, Farmers Insurance. Jackson, Tennessee

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL