Series 99: Book-entry Securities

Taken from our Series 99 - FINRA Operations Professional Qualification Examination

Definition of the term Book-entry Securities...

a form of security where ownership is tracked through computer records rather than physical possession.

Since you're reading about Series 99: Book-entry Securities, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 99
Please Enable Javascript
to view this content!